CAPFINANCIAL PARTNERS LLC
129 known aliases resolved via the canonical alias map
Market position · 2024
Plans served1,389+77 YoYRank #20 of mapped providers
Assets under administration$461.5B0.5%Market share · rank #29
Fees received$82MMedian $45,000/planSum across Schedule C direct + indirect
Net wins YoY+72234 won · 162 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CAPFINANCIAL PARTNERS LLC plan look like?
Service mix · median fees per plan
Count of plans where CAPFINANCIAL PARTNERS LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Participant loan processing; Investment advisory (plan)Code 27 | 843 | $47,110 | |
Sub-transfer agency fees; Consulting (general)Code 16 | 131 | $43,137 | |
Investment management; Investment management fees paid indirectly by plan; Direct payment from the planCode 28 | 124 | $44,037 | |
Participant communication; Investment management; Investment advisory (participants); Investment advisory (plan)Code 26 | 122 | $52,748 | |
Other feesCode 99 | 53 | $4,870 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 21 | $28,645 | |
Consulting feesCode 70 | 21 | $43,231 | |
Named fiduciary; Investment management; Investment advisory (plan); Consulting (pension); Insurance agents and brokersCode 17 | 17 | $82,366 |
Competitor overlap
Percent of CAPFINANCIAL PARTNERS LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CAPFINANCIAL PARTNERS LLC.
| Sponsor | From | Assets |
|---|---|---|
MONTEFIORE MEDICAL CENTERNY · 131740114-008 | METLIFE LIFE INSURANCE COMPANY | $4.3B |
BETH ISRAEL LAHEY HEALTHMA · 042103881-005 | WILLIS TOWERS WATSON US LLC | $3.5B |
AON CONSULTING, INC.IL · 222232264-001 | NOVA 401(K) ASSOCIATES | $3.1B |
SAMSUNG ELECTRONICS AMERICA, INC.NJ · 132951153-001 | STRATEGIC ADVISORS, INC. | $3.1B |
THE MITRE CORPORATIONVA · 042239742-002 | TIAA | $2.8B |
CHILDREN'S HOSPITAL MEDICAL CENTEROH · 310833936-002 | TEACHERS INSURANCE & ANNUITY ASSOC | $2.0B |
SYRACUSE UNIVERSITYNY · 150532081-001 | TIAA | $1.7B |
GRAPHIC PACKAGING INTERNATIONAL, LLCGA · 840772929-007 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.3B |
FTI CONSULTING, INC.DC · 521261113-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $1.2B |
SECURIAN FINANCIAL GROUP, INC.MN · 411919752-001 | THE STANDARD | $1.2B |
Plans lost in 2024
Appeared last year under CAPFINANCIAL PARTNERS LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
DUKE UNIVERSITYNC · 560532129-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $9.0B |
GEISINGER SYSTEM SERVICESPA · 232164794-002 | FIDELITY INVESTMENTS INSTITUTIONAL | $2.6B |
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLCNC · 561640186-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.5B |
ATRIUS MSO, LLCMN · 871803974-001 | FID INV INST OPS CO | $1.5B |
BROWN UNIVERSITYRI · 050258809-108 | FIDELITY INVESTMENTS INSTITUTIONAL | $1.4B |
CORNELL UNIVERSITYNY · 150532082-007 | ROPES & GRAY LLP | $1.4B |
HORIZON BLUE CROSS BLUE SHIELD OF NEW JERSEYNJ · 220999690-003 | STRATEGIC ADVISORS, INC. | $1.4B |
MILLERKNOLL, INC.MI · 380837640-002 | CAP FINANCIAL PARTNERS, LLC | $1.3B |
MILLIKEN & COMPANYSC · 510105342-335 | T ROWE PRICE RPS INC | $1.3B |
SALT RIVER VALLEY WATER USERS ASSOCIATIONAZ · 860053220-334 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.2B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CHEVRON CORPORATIONTX · 940890210-001 | $20.4B | 35,035 | $15,000 | 3y | 1 |
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $23,429 | 8y | 1 |
THE MOUNT SINAI MEDICAL CENTERNY · 131624096-005 | $9.5B | 75,936 | $1M | 3y | 1 |
WASHINGTON UNIVERSITY IN ST. LOUISMO · 430653611-001 | $7.5B | 40,001 | $75,000 | 4y | - |
PHILIPS NORTH AMERICA LLCMA · 133429115-005 | $6.4B | 27,842 | $520,000 | 4y | 1 |
GEICO CORPORATIONDC · 521135801-001 | $6.2B | 47,131 | $79,104 | 2y | 1 |
THE MITRE CORPORATIONVA · 042239742-001 | $5.1B | 19,699 | $48,750 | 2y | - |
CENTENE CORPORATIONMO · 391864073-001 | $4.7B | 67,132 | $83,572 | 5y | 2 |
WPP GROUP USA, INC.NY · 204031493-001 | $4.7B | 41,591 | $159,135 | 3y | 2 |
NORTHWESTERN UNIVERSITYIL · 362167817-001 | $4.4B | 25,018 | $118,000 | 6y | 1 |
Flag exposure
81.5%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (129)
Raw Schedule C names collapsed into CAPFINANCIAL PARTNERS LLC.
- ANCHORAGE CAP PARTNERS
- ANCHORAGE CAP PARTNERS OFFSHORE LTD
- BISON CAP PARTNERS IV LP
- BROOKFIELD CAP PARTNERS FUND IV LP
- CAP FINACIAL PARTNERS LLC
- CAP PARTNERS LLC
- CAPFIN PTNRS LLC DBA CAPTRUST FIN
- CAPFIN SEC
- CAPFINANACIAL PARTNERS
- CAPFINANCIAL
- CAPFINANCIAL (CAPTRUST)
- CAPFINANCIAL LLC
- CAPFINANCIAL PA
- CAPFINANCIAL PART
- CAPFINANCIAL PARTENERS,LLC
- CAPFINANCIAL PARTNER
- CAPFINANCIAL PARTNER LLC
- CAPFINANCIAL PARTNER, LLC
- CAPFINANCIAL PARTNERS
- CAPFINANCIAL PARTNERS & ANNUITY INS
- CAPFINANCIAL PARTNERS , LLC
- CAPFINANCIAL PARTNERS DBA CAPTRUST
- CAPFINANCIAL PARTNERS INC.
- CAPFINANCIAL PARTNERS LL
- CAPFINANCIAL PARTNERS LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CAPFINANCIAL PARTNERS LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 22 | 1.58% | 7.76% | -6.18 pp |
| Fidelity bond gap | 12 | 0.86% | 26.94% | -26.08 pp |
| Late contributions | 279 | 20.09% | 1.71% | +18.37 pp |
| Failed to provide benefit | 54 | 3.89% | 0.14% | +3.75 pp |
| Corrective distributions | 401 | 28.87% | 1.76% | +27.11 pp |
| Loss discovered | 3 | 0.22% | 0.00% | +0.21 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CAPFINANCIAL PARTNERS LLC. Compare to the incumbent market share (2.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-2.0 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).