Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $684,576 |
CAPFINANCIAL PARTNERS LLC2 years Service code 28 · EIN 26-0058143 | Investment Management | $206,000 |
MOSS ADAMS LLP2 years Service code 28 · EIN 91-0189318 | Investment Management | $26,040 |
WARREN AVERETT, LLC1 year Filed as: WARREN AVERETT LLC Service code 10 · EIN 45-4084437 | Accounting | $18,500 |
Filed as: BARTLETT ONEILL CONSULTING INC Service code 28 · EIN 20-0663007 | Investment Management | $12,000 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $9,419 |
ROSS PRINTING2 years Service code 28 · EIN 57-1077191 | Investment Management | $5,780 |
MOORE & VAN ALLEN PLLC1 year Filed as: MOORE AND VAN ALLEN PLLC Service code 29 · EIN 56-0559307 | Legal | $5,500 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,424 | $77,180-15.2% | $117,861-44.5% | $177,276-63.1% |
| Participation rate | 94.9% | 85.8%+9.1pp | 79.7%+15.2pp | 74.8%+20.1pp |
| Annual return | 17.92% | 20.91%-3.0pp | 335.11%-317.2pp | 21.25%-3.3pp |
| Employer contribution / active EE | $1,449 | $1,992-27.3% | $3,786-61.7% | $2,479-41.5% |
| Participant deferral / active EE | $4,122 | $3,956+4.2% | $4,482-8.0% | $3,881+6.2% |
| Admin fee / account holder | $89 | $54+63.1% | $8,021-98.9% | $154-42.4% |