| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS7+ years Filed as: STATESTREET Service code 18 · EIN 04-1867445 | Custodial (securities); Investment ma... | $6,819,101 |
METLIFE LIFE INSURANCE COMPANY7+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 73 · EIN 13-5581829 | Other insurance fees and expenses | $5,490,372 |
Filed as: PRUDENTIAL INSURANCE COMPANY Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $5,207,108 |
PIMCO FUNDS7+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $4,490,452 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,410,007 |
LOOMIS SAYLES7+ years Filed as: THE LOOMIS, SAYLES & COMPANY, L.P. Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $3,052,716 |
RBC WEALTH MANAGEMENT7+ years Filed as: RBC CAPITAL MARKETS Service code 67 · EIN 41-1416330 | Other insurance wrap fees | $2,969,825 |
BRIDGEWATER7+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $2,726,415 |
THE VANGUARD GROUP, INC.7+ years Filed as: VANGUARD Service code 51 · EIN 23-1945930 | Investment Mgmt Fees | $2,217,575 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 51 · EIN 13-5582869 | Investment Mgmt Fees | $2,208,128 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | SIGMA FINANCE CORPORATION | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $405,163 | $107,662+276.3% | $159,495+154.0% | $106,520+280.4% |
| Participation rate | 96.6% | 69.4%+27.2pp | 82.8%+13.7pp | 71.3%+25.3pp |
| Annual return | 12.05% | 22.17%-10.1pp | 263.72%-251.7pp | 19.28%-7.2pp |
| Employer contribution / active EE | $8,654 | $2,741+215.7% | $4,831+79.1% | $2,840+204.7% |
| Participant deferral / active EE | $18,872 | $6,799+177.6% | $7,354+156.6% | $4,948+281.4% |
| Admin fee / account holder | $221 | $69+222.2% | $10,804-98.0% | $75+196.6% |