| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS9+ years Filed as: STATESTREET Service code 18 · EIN 04-1867445 | Trustee (directed); Other insurance w... | $9,531,033 |
PIMCO FUNDS9+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $5,678,140 |
Filed as: PRUDENTIAL INSURANCE COMPANY Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $4,498,979 |
METLIFE LIFE INSURANCE COMPANY9+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 73 · EIN 13-5581829 | Other insurance fees and expenses | $3,815,725 |
LOOMIS SAYLES9+ years Filed as: THE LOOMIS, SAYLES & COMPANY, L.P. Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $2,787,583 |
RBC WEALTH MANAGEMENT9+ years Filed as: RBC CAPITAL MARKETS Service code 67 · EIN 41-1416330 | Other insurance wrap fees | $2,744,118 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 67 · EIN 04-1590850 | Other insurance wrap fees | $2,265,955 |
BRIDGEWATER9+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $2,049,515 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 28 · EIN 13-5582869 | Investment Management | $1,949,804 |
IBM9+ years Service code 14 · EIN 13-0871985 | Plan Administrator | $1,637,924 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | SIGMA FINANCE CORPORATION | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $370,721 | $106,994+246.5% | $135,998+172.6% | $96,393+284.6% |
| Participation rate | 96.3% | 72.5%+23.8pp | 81.9%+14.4pp | 71.3%+25.0pp |
| Annual return | 15.15% | 26.64%-11.5pp | 68.37%-53.2pp | 22.88%-7.7pp |
| Employer contribution / active EE | $10,226 | $3,391+201.6% | $4,860+110.4% | $3,239+215.8% |
| Participant deferral / active EE | $18,135 | $7,968+127.6% | $7,761+133.7% | $5,455+232.5% |
| Admin fee / account holder | $244 | $79+209.2% | $10,769-97.7% | $74+230.8% |