| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS4+ years Filed as: STATESTREET Service code 18 · EIN 04-1867445 | Trustee (directed); Custodial (securi... | $7,152,535 |
METLIFE LIFE INSURANCE COMPANY4+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 73 · EIN 13-5581829 | Other insurance fees and expenses | $5,553,996 |
Filed as: PRUDENTIAL INSURANCE COMPANY Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $5,034,459 |
PIMCO FUNDS4+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $4,259,765 |
RBC WEALTH MANAGEMENT4+ years Filed as: RBC CAPITAL MARKETS Service code 67 · EIN 41-1416330 | Other insurance wrap fees | $4,182,225 |
BRIDGEWATER4+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $2,634,859 |
THE VANGUARD GROUP, INC.4+ years Filed as: VANGUARD Service code 51 · EIN 23-1945930 | Investment Mgmt Fees | $2,572,762 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 51 · EIN 13-5582869 | Investment Mgmt Fees | $2,567,471 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,969,336 |
BLACKROCK4+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT Service code 51 · EIN 13-3806691 | Investment Mgmt Fees | $1,936,038 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | SIGMA FINANCE CORPORATION | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $277,991 | $71,505+288.8% | $123,553+125.0% | $73,367+278.9% |
| Participation rate | 96.8% | 64.9%+31.9pp | 82.3%+14.6pp | 69.5%+27.4pp |
| Annual return | -5.51% | 6.94%-12.4pp | 119.21%-124.7pp | 173.45%-179.0pp |
| Employer contribution / active EE | $8,042 | $2,011+299.8% | $4,628+73.8% | $2,499+221.8% |
| Participant deferral / active EE | $14,343 | $4,928+191.1% | $6,426+123.2% | $4,033+255.7% |
| Admin fee / account holder | $222 | $66+237.4% | $9,284-97.6% | $68+225.4% |