| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS5+ years Filed as: STATESTREET Service code 18 · EIN 04-1867445 | Custodial (other than securities); In... | $11,261,194 |
METLIFE LIFE INSURANCE COMPANY5+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 73 · EIN 13-5581829 | Other insurance fees and expenses | $5,645,788 |
PIMCO FUNDS5+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $5,280,587 |
Filed as: PRUDENTIAL INSURANCE COMPANY Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $5,253,196 |
RBC WEALTH MANAGEMENT5+ years Filed as: RBC CAPITAL MARKETS Service code 67 · EIN 41-1416330 | Other insurance wrap fees | $4,085,971 |
BRIDGEWATER5+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $2,790,868 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 51 · EIN 13-5582869 | Investment Mgmt Fees | $2,450,389 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 67 · EIN 04-1590850 | Other insurance wrap fees | $1,950,639 |
THE VANGUARD GROUP, INC.5+ years Filed as: VANGUARD Service code 51 · EIN 23-1945930 | Investment Mgmt Fees | $1,927,984 |
BLACKROCK5+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT Service code 51 · EIN 13-3806691 | Investment Mgmt Fees | $1,861,577 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | SIGMA FINANCE CORPORATION | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $327,403 | $81,961+299.5% | $141,200+131.9% | $89,609+265.4% |
| Participation rate | 96.9% | 64.9%+32.0pp | 82.5%+14.4pp | 69.6%+27.3pp |
| Annual return | 19.71% | 36.14%-16.4pp | 71.41%-51.7pp | 33.65%-13.9pp |
| Employer contribution / active EE | $8,194 | $2,268+261.4% | $4,736+73.0% | $2,584+217.1% |
| Participant deferral / active EE | $14,742 | $5,316+177.3% | $6,710+119.7% | $4,222+249.2% |
| Admin fee / account holder | $211 | $68+209.3% | $10,265-97.9% | $72+193.9% |