THE VANGUARD GROUP, INC.
202 known aliases resolved via the canonical alias map
Market position · 2024
Plans served3,024-71 YoYRank #7 of mapped providers
Assets under administration$869.2B1.0%Market share · rank #13
Fees received$356MMedian $19,123/planSum across Schedule C direct + indirect
Net wins YoY-51311 won · 362 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical THE VANGUARD GROUP, INC. plan look like?
Service mix · median fees per plan
Count of plans where THE VANGUARD GROUP, INC. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (directed); Recordkeeping and information management (computing, tabulating, data processing, etc.); Shareholder servicing fees; Other fees; Sub-transfer agency fees; Investment management fees paid indirectly by planCode 15 | 2,572 | $20,218 | |
Securities brokerage; Investment advisory (participants); Participant loan processingCode 26 | 508 | $55,452 | |
Soft dollars commissions; Investment management fees paid directly by plan; Direct payment from the plan; Investment management; Investment management fees paid indirectly by plan; Float revenue; Participant loan processingCode 28 | 151 | $0 | |
Recordkeeping fees; Other fees; Account maintenance feesCode 64 | 63 | $13,906 | |
Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Direct payment from the plan; Participant loan processing; Contract AdministratorCode 13 | 46 | $17,006 | |
Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by plan; Investment advisory (plan); Direct payment from the planCode 21 | 39 | $39,955 | |
Soft dollars commissions; Other fees; Direct payment from the plan; Investment management fees paid indirectly by plan; Participant loan processingCode 37 | 36 | $8,188 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 18 | $41,766 |
Competitor overlap
Percent of THE VANGUARD GROUP, INC.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under THE VANGUARD GROUP, INC..
| Sponsor | From | Assets |
|---|---|---|
KPMG LLPNJ · 135565207-011 | HERRONPALMER | $10.5B |
AON CORPORATIONGA · 363051915-020 | JPMORGAN INVEST HOLDINGS LLC | $6.7B |
GEORGIA-PACIFIC LLCGA · 930432081-018 | FIDELITY INVESTMENTS INSTITUTIONAL | $4.7B |
KOCH COMPANIES, LLCKS · 992447784-002 | BLACKROCK | $4.3B |
KPMG LLPNJ · 135565207-018 | RVK, INC. | $1.9B |
DARTMOUTH HEALTHNH · 264812335-003 | T ROWE PRICE RPS INC | $1.7B |
GEORGIA-PACIFIC LLCGA · 930432081-073 | ALIGHT SOLUTIONS LLC | $1.5B |
THE NEMOURS FOUNDATIONFL · 590634433-002 | NEWPORT GROUP, INC. | $1.3B |
MOLEX, LLCIL · 362369491-004 | ALIGHT SOLUTIONS LLC | $1.3B |
BOARD OF TRUSTEES NORTHERN CALI. PIPE TRADES PENSION TRUSTCA · 943190386-001 | U.A. LOCAL 342 JOINT MGMT COOP COM | $1.1B |
Plans lost in 2024
Appeared last year under THE VANGUARD GROUP, INC.; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE VANGUARD GROUP, INC.PA · 231945930-002 | (new plan) | $9.8B |
NISSAN NORTH AMERICA, INC.TN · 952108010-006 | KELLY SERVICES INC | $4.0B |
THE TJX COMPANIES, INC.MA · 042207613-004 | FID INV INST OPS CO | $3.2B |
GENERAL ATOMICSCA · 953735102-002 | ENVESTNET RETIREMENT SOLUTIONS, LLC | $2.4B |
BJC HEALTH SYSTEMMO · 431617558-003 | FIDELITY INVESTMENTS INSTITUTIONAL | $2.0B |
MUNICH REINSURANCE AMERICA, INCNJ · 134924125-003 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.6B |
NYU LANGONE HOSPITALSNY · 133971298-004 | CONDUENT HR CONSULTING, LLC | $1.4B |
ALASKA AIRLINES, INC.WA · 920009235-012 | STRATEGIC ADVISORS, INC. | $901M |
ALASKA AIRLINES, INC.WA · 920009235-013 | STRATEGIC ADVISORS, INC. | $806M |
INSTITUTE FOR DEFENSE ANALYSESVA · 530233247-002 | TIAA | $801M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | $60.4B | 149,818 | $1M | 10y | - |
GOOGLE LLCCA · 770493581-001 | $48.7B | 155,598 | $3M | 9y | 1 |
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $21M | 6y | 1 |
FEDEX CORPORATIONTN · 621721435-001 | $25.4B | 144,332 | $8M | 10y | 2 |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-025 | $22.5B | 179,236 | $11M | 10y | 1 |
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYIL · 370533100-002 | $19.0B | 101,896 | $585,741 | 7y | 2 |
KAISER FOUNDATION HEALTH PLAN, INC.CA · 941340523-039 | $13.8B | 105,882 | $5M | 7y | 1 |
LEIDOS, INC.VA · 953630868-004 | $11.8B | 54,080 | $3M | 3y | 1 |
KPMG LLPNJ · 135565207-011 | $10.5B | 55,312 | $0 | 1y | 1 |
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIESNY · 134922250-002 | $9.1B | 38,871 | $110,485 | 10y | - |
Flag exposure
76.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (202)
Raw Schedule C names collapsed into THE VANGUARD GROUP, INC..
- ACTIVE CORE - VANGUARD TARGET DATE
- ACTIVE CORE- VANGUARD TARGET DATE
- ASCENSUS VANGUARD
- BOGLE INVESTMENT MANAGEMENT, L.P.
- BOGLE INVESTMENT MANAGEMENT, LP
- HARVARD VANGUARD
- THE VAGUARD GROUP
- THE VAGUARD GROUP, INC.
- THE VANGAURD GROUP
- THE VANGAURD GROUP, INC
- THE VANGAURD GROUP, INC.
- THE VANGROUP, INC.
- THE VANGUARAD GROUP, INC.
- THE VANGUARD
- THE VANGUARD ADVISERS INC.
- THE VANGUARD ADVISERS, INC.
- THE VANGUARD COMPANY, INC.
- THE VANGUARD FIDUCIARY TRUST CO.
- THE VANGUARD GORUP, INC.
- THE VANGUARD GROP, INC.
- THE VANGUARD GROU, INC.
- THE VANGUARD GROUP
- THE VANGUARD GROUP 23-1945930
- THE VANGUARD GROUP INC
- THE VANGUARD GROUP INC,
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for THE VANGUARD GROUP, INC.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 94 | 3.11% | 7.76% | -4.65 pp |
| Fidelity bond gap | 140 | 4.63% | 26.94% | -22.31 pp |
| Late contributions | 694 | 22.95% | 1.71% | +21.24 pp |
| Failed to provide benefit | 3 | 0.10% | 0.14% | -0.04 pp |
| Corrective distributions | 728 | 24.07% | 1.76% | +22.32 pp |
| Loss discovered | 1 | 0.03% | 0.00% | 0.03 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with THE VANGUARD GROUP, INC.. Compare to the incumbent market share (4.5%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-4.5 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).