RBC WEALTH MANAGEMENT
56 known aliases resolved via the canonical alias map
Market position · 2024
Plans served399-14 YoYRank #70 of mapped providers
Assets under administration$87.1B0.1%Market share · rank #148
Fees received$20MMedian $34,367/planSum across Schedule C direct + indirect
Net wins YoY-1250 won · 62 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical RBC WEALTH MANAGEMENT plan look like?
Service mix · median fees per plan
Count of plans where RBC WEALTH MANAGEMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Sub-transfer agency fees; Investment advisory (plan)Code 27 | 206 | $36,859 | |
Participant communication; Direct payment from the plan; Investment management fees paid directly by plan; Investment advisory (participants); Investment advisory (plan)Code 26 | 72 | $36,924 | |
Shareholder servicing fees; Investment managementCode 28 | 24 | $35,173 | |
Other commissionsCode 55 | 23 | $20,771 | |
Other fees; Consulting (general)Code 16 | 19 | $26,658 | |
Other services; Other feesCode 49 | 13 | $18,098 | |
Other feesCode 99 | 9 | $15,111 | |
Investment management fees paid directly by plan; Consulting fees; Securities brokerage commissions and fees; Investment advisory (plan); Consulting (pension); Investment managementCode 17 | 5 | $30,000 |
Competitor overlap
Percent of RBC WEALTH MANAGEMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under RBC WEALTH MANAGEMENT.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES, CALIFORNIA IRONWORKERS FIELD PENSION TRUST FUNCA · 956042866-001 | RAEL & LETSON | $3.3B |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | SAGEPOINT FINANCIAL INC | $651M |
NEWPORT GROUP, INC.CA · 272037969-002 | NEWPORT GROUP, INC. | $206M |
PLUMBERS & PIPEFITTERS LU 286 MONEY PURCHASE PLANNM · 742748987-002 | THE VANGUARD GROUP, INC. | $169M |
LALLEMAND USA, INC.TN · 980096771-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $102M |
KOOTENAI CLINIC, LLCID · 454069155-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $80M |
ACCURIDE CORPORATIONIN · 611109077-004 | UBS FINANCIAL SERVICES INC | $78M |
MINNESOTA UROLOGY P.A.MN · 410960332-002 | ALERUS FINANCIAL, N.A. | $54M |
SHEET METAL WORKERS LOCAL NO. 124 PENSION PLANOK · 736145795-001 | EPIC RETIREMENT PLAN SERVICES | $52M |
OIS MANAGEMENT SERVICES, LLC D/B/A PARADIGM ORAL HEALTHNE · 834600504-001 | AMERICAN FUNDS | $46M |
Plans lost in 2024
Appeared last year under RBC WEALTH MANAGEMENT; not this year.
| Sponsor | To | Assets |
|---|---|---|
NORTHWELL HEALTH, INC.NY · 113418133-006 | NISA INVESTMENT ADVISORS, LLC | $2.7B |
BOARD OF TRUSTEES, ALASKA LABORERS- EMPLOYERS RETIREMENT FUNDWA · 916028298-001 | CALPA ADVISORS LLC | $562M |
OREGON ANESTHESIOLOGY GROUP, P.C.OR · 931013923-001 | THE LAM GROUP, INC | $379M |
BAKERS' LOCAL NO 433 PENSION PLANSD · 420653453-001 | (new plan) | $146M |
NORTHWEST KIDNEY CENTERSWA · 916057438-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $121M |
BLUEBIRD BIO, INC.MA · 133680878-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $77M |
OLTMANS COMPANIESCA · 473698702-001 | NEWPORT GROUP, INC. | $76M |
SRF CONSULTING GROUP, INC.MN · 410847319-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $73M |
LG ENERGY SOLUTION MICHIGAN, INC.MI · 841563669-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $65M |
CHARLES WRIGHT ACADEMYWA · 910673111-001 | TIAA | $38M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | $60.4B | 149,818 | $2M | 10y | - |
TRADER JOE'S COMPANYCA · 951987958-002 | $3.2B | 73,118 | $300,000 | 5y | 1 |
BOARD OF TRUSTEES OF TEAMSTERS PENSION TRUST FUND OF PHILADELPHIA & VINJ · 231511735-001 | $2.7B | 24,600 | $560,636 | 10y | - |
F5, INC.WA · 911714307-001 | $1.1B | 4,391 | $70,000 | 9y | 1 |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $44,785 | 1y | 2 |
PLAN PROFESSIONALS, LLCNJ · 853213245-333 | $650M | 16,629 | $15,283 | 2y | 2 |
PROLIANCE SURGEONS, INC., P.S.WA · 911606533-001 | $517M | 3,067 | $125,000 | 10y | - |
BOARD OF TRUSTEES, SEIU 775 SECURE RETIREMENT TRUSTWA · 474321390-001 | $498M | 89,810 | $39,500 | 8y | - |
TRUSTEES OF SOUTH CENTRAL MINNESOTA ELEC WORKERS RETIREMENT AND 401(K)MN · 411390063-002 | $336M | 1,639 | $40,000 | 7y | 1 |
UIU-NEWSPAPER GUILD OF GREATER PHILADELPHIA PENSION FUNDNJ · 236405043-001 | $335M | 2,400 | $140,000 | 10y | - |
Flag exposure
80.7%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (56)
Raw Schedule C names collapsed into RBC WEALTH MANAGEMENT.
- RBC - WEALTH MANAGEMENT
- RBC CAPITAL
- RBC CAPITAL MANAGEMENT - REP I
- RBC CAPITAL MARKERS, LLC
- RBC CAPITAL MARKET
- RBC CAPITAL MARKET LLC
- RBC CAPITAL MARKET, LLC
- RBC CAPITAL MARKETING LLC
- RBC CAPITAL MARKETS
- RBC CAPITAL MARKETS CORP
- RBC CAPITAL MARKETS CORP LLC
- RBC CAPITAL MARKETS CORP, LLC
- RBC CAPITAL MARKETS CORP.
- RBC CAPITAL MARKETS CORP..
- RBC CAPITAL MARKETS CORPORATION
- RBC CAPITAL MARKETS LLC
- RBC CAPITAL MARKETS LLC 41-1416330
- RBC CAPITAL MARKETS LLC INV ADV OPS
- RBC CAPITAL MARKETS LLC, NEW YORK
- RBC CAPITAL MARKETS LTD
- RBC CAPITAL MARKETS, CORP
- RBC CAPITAL MARKETS, INC.
- RBC CAPITAL MARKETS, LLC
- RBC CAPITAL MARKETS, LLC.
- RBC CAPITAL MARKETS, LLC; SCOTT MER
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for RBC WEALTH MANAGEMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 16 | 4.01% | 7.76% | -3.75 pp |
| Fidelity bond gap | 4 | 1.00% | 26.94% | -25.94 pp |
| Late contributions | 76 | 19.05% | 1.71% | +17.33 pp |
| Failed to provide benefit | 7 | 1.75% | 0.14% | +1.62 pp |
| Corrective distributions | 63 | 15.79% | 1.76% | +14.03 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with RBC WEALTH MANAGEMENT. Compare to the incumbent market share (0.6%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.6 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).