| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS1+ years Filed as: STATESTREET Service code 18 · EIN 04-1867445 | Trustee (directed); Custodial (other ... | $10,352,224 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $5,203,715 |
METLIFE LIFE INSURANCE COMPANY1+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 73 · EIN 13-5581829 | Other insurance fees and expenses | $4,930,405 |
RBC WEALTH MANAGEMENT1+ years Filed as: RBC CAPITAL MARKETS Service code 67 · EIN 13-5357855 | Other insurance wrap fees | $4,710,197 |
PIMCO FUNDS1+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $4,422,631 |
Filed as: PRUDENTIAL INSURANCE COMPANY Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $3,896,630 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 51 · EIN 13-5582869 | Investment Mgmt Fees | $3,530,324 |
BRIDGEWATER1+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $2,471,750 |
BLACKROCK1+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT Service code 15 · EIN 13-3806691 | Recordkeeping | $1,911,802 |
THE VANGUARD GROUP, INC.1+ years Filed as: VANGUARD Service code 51 · EIN 23-1945930 | Investment Mgmt Fees | $1,861,187 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | HIPOTECARIA SU CASITA | — | — | — |
| Part 1 Loan in default | KAUPTHING BANK HF., | — | — | — |
| Part 1 Loan in default | GLITNIR BANK | — | — | — |
| Part 1 Loan in default | GLITNIR BANK | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | SIGMA FINANCE CORPORATION | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $252,344 | $65,877+283.1% | $115,038+119.4% | $69,651+262.3% |
| Participation rate | 96.6% | 58.1%+38.5pp | 81.4%+15.3pp | 66.6%+30.1pp |
| Annual return | -2.67% | 6.03%-8.7pp | 26.14%-28.8pp | 53.77%-56.4pp |
| Employer contribution / active EE | $8,011 | $1,712+367.8% | $4,608+73.9% | $2,241+257.6% |
| Participant deferral / active EE | $13,464 | $4,216+219.4% | $6,026+123.4% | $3,635+270.4% |
| Admin fee / account holder | $232 | $77+200.1% | $8,175-97.2% | $63+266.9% |