| Provider | Service type | Compensation |
|---|---|---|
STATE STREET GLOBAL ADVISORS6+ years Filed as: STATESTREET Service code 18 · EIN 04-1867445 | Investment management fees paid direc... | $6,466,746 |
Filed as: PRUDENTIAL INSURANCE COMPANY Service code 51 · EIN 22-1211670 | Investment Mgmt Fees | $4,839,232 |
PIMCO FUNDS6+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $4,441,058 |
METLIFE LIFE INSURANCE COMPANY6+ years Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 73 · EIN 13-5581829 | Other insurance fees and expenses | $4,423,114 |
RBC WEALTH MANAGEMENT6+ years Filed as: RBC CAPITAL MARKETS Service code 67 · EIN 41-1416330 | Other insurance wrap fees | $3,239,708 |
BRIDGEWATER6+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $2,879,092 |
Filed as: NEW YORK LIFE INSURANCE COMPANY Service code 51 · EIN 13-5582869 | Investment Mgmt Fees | $2,202,381 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,057,955 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 67 · EIN 04-1590850 | Other insurance wrap fees | $2,022,144 |
THE VANGUARD GROUP, INC.6+ years Filed as: VANGUARD Service code 51 · EIN 23-1945930 | Investment Mgmt Fees | $1,895,660 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC. | — | 745 SEVENTH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | SIGMA FINANCE CORPORATION | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $372,431 | $97,541+281.8% | $149,751+148.7% | $106,273+250.4% |
| Participation rate | 96.9% | 66.8%+30.1pp | 82.5%+14.4pp | 70.8%+26.1pp |
| Annual return | 13.75% | 24.23%-10.5pp | 276.71%-263.0pp | 21.70%-7.9pp |
| Employer contribution / active EE | $9,058 | $2,504+261.8% | $4,646+95.0% | $2,722+232.7% |
| Participant deferral / active EE | $15,835 | $6,023+162.9% | $6,843+131.4% | $4,601+244.1% |
| Admin fee / account holder | $202 | $72+182.3% | $9,312-97.8% | $78+158.3% |