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| Provider | Service type | Compensation |
|---|---|---|
DOWLING & YAHNKE LLC4+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $72,831 |
MERCER4+ years Filed as: MERCER GLOBAL ADVISORS INC Service code 26 · EIN 74-3257877 | Advisory (Participants) | $24,558 |
MISSION WEALTH MANAGEMENT LP4+ years Filed as: MISSION WEALTH MANAGEMENT LLC Service code 26 · EIN 95-4783206 | Advisory (Participants) | $17,081 |
REILLY, PENNER & BENTON LLP2 years Filed as: REILLY FINANCIAL ADVISORS LLC Service code 26 · EIN 33-0775174 | Advisory (Participants) | $10,142 |
WEATHERLY ASSET MANAGEMENT4+ years Service code 26 · EIN 33-0638187 | Advisory (Participants) | $8,324 |
REBALANCE LLC3 years Filed as: REBALANCE INC Service code 26 · EIN 45-2585894 | Advisory (Participants) | $5,635 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $5,190 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $4,401 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $354,009 | $47,977+637.9% | $154,108+129.7% | $56,289+528.9% |
| Participation rate | 88.0% | 66.2%+21.8pp | 83.0%+4.9pp | 69.9%+18.1pp |
| Annual return | -4.57% | 3.54%-8.1pp | 735.21%-739.8pp | -9.96%+5.4pp |
| Employer contribution / active EE | $13,713 | $2,169+532.3% | $5,298+158.9% | $2,111+549.6% |
| Participant deferral / active EE | $5,234 | $2,392+118.8% | $5,081+3.0% | $3,350+56.2% |
| Admin fee / account holder | $573 | $438+30.7% | $13,411-95.7% | $521+9.9% |