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| Provider | Service type | Compensation |
|---|---|---|
DOWLING & YAHNKE LLC1+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $34,741 |
MERCER1+ years Filed as: MERCER GLOBAL ADVISORS INC Service code 26 · EIN 74-3257877 | Advisory (Participants) | $15,637 |
MISSION WEALTH MANAGEMENT LP1+ years Filed as: MISSION WEALTH MANAGEMENT LLC Service code 26 · EIN 95-4783206 | Advisory (Participants) | $13,988 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $11,012 |
WEATHERLY ASSET MANAGEMENT1+ years Service code 26 · EIN 33-0638187 | Advisory (Participants) | $5,021 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $4,760 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $316,059 | $46,360+581.7% | $147,617+114.1% | $52,331+504.0% |
| Participation rate | 87.4% | 64.9%+22.5pp | 84.6%+2.8pp | 68.1%+19.3pp |
| Annual return | 0.62% | 1.62%-1.0pp | 61.98%-61.4pp | 4.54%-3.9pp |
| Employer contribution / active EE | $13,131 | $2,126+517.6% | $5,564+136.0% | $1,882+597.8% |
| Participant deferral / active EE | $5,397 | $2,258+139.1% | $4,895+10.2% | $3,022+78.6% |
| Admin fee / account holder | $366 | $766-52.2% | $11,612-96.8% | $592-38.1% |