Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY10+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $61,835 |
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Direct payment from the plan; Distrib... | $7,890 |
ROLAND CRISS FIDUCIARY SERVICES10+ years Filed as: ROLAND CRISS Service code 16 · EIN 75-2866255 | Consulting | $6,125 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,878 | $91,762-27.1% | $67,502-0.9% | $77,643-13.9% |
| Participation rate | 65.4% | 75.9%-10.5pp | 72.9%-7.4pp | 70.6%-5.1pp |
| Annual return | 12.52% | 14.87%-2.3pp | 3512.12%-3499.6pp | 31.24%-18.7pp |
| Employer contribution / active EE | $1,093 | $3,181-65.6% | $2,731-60.0% | $2,726-59.9% |
| Participant deferral / active EE | $1,793 | $3,903-54.1% | $4,000-55.2% | $4,647-61.4% |
| Admin fee / account holder | $87 | $176-50.7% | $3,998-97.8% | $430-79.8% |