Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Investment... | $65,676 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $34,580 |
ROLAND CRISS FIDUCIARY SERVICES6+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Direct payment from the plan; Named f... | $18,375 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,278 | $84,948-25.5% | $70,449-10.2% | $73,409-13.8% |
| Participation rate | 66.2% | 79.9%-13.8pp | 75.1%-8.9pp | 72.2%-6.0pp |
| Annual return | 13.63% | 13.39%+0.2pp | 109.03%-95.4pp | 59.29%-45.7pp |
| Employer contribution / active EE | $1,684 | $2,834-40.6% | $2,737-38.5% | $2,234-24.6% |
| Participant deferral / active EE | $1,656 | $3,387-51.1% | $3,709-55.3% | $3,805-56.5% |
| Admin fee / account holder | $133 | $98+35.1% | $3,845-96.6% | $158-16.0% |