Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $65,676 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $34,580 |
ROLAND CRISS FIDUCIARY SERVICES6+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Direct payment from the plan; Named f... | $18,375 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,278 | $84,948-25.5% | $70,494-10.2% | $73,412-13.8% |
| Participation rate | 66.2% | 79.9%-13.8pp | 75.1%-8.9pp | 72.2%-6.0pp |
| Annual return | 13.63% | 13.39%+0.2pp | 109.16%-95.5pp | 59.30%-45.7pp |
| Employer contribution / active EE | $1,684 | $2,834-40.6% | $2,738-38.5% | $2,234-24.6% |
| Participant deferral / active EE | $1,656 | $3,387-51.1% | $3,711-55.4% | $3,806-56.5% |
| Admin fee / account holder | $133 | $98+35.1% | $3,848-96.6% | $158-16.0% |