Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Direct payment fro... | $40,267 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $19,674 |
ROLAND CRISS FIDUCIARY SERVICES9+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Named fiduciary; Direct payment from ... | $12,250 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,672 | $83,884-24.1% | $64,056-0.6% | $74,419-14.4% |
| Participation rate | 63.7% | 76.6%-12.9pp | 72.3%-8.6pp | 70.7%-7.1pp |
| Annual return | 16.19% | 16.57%-0.4pp | 33.69%-17.5pp | 34.38%-18.2pp |
| Employer contribution / active EE | $1,737 | $3,084-43.7% | $2,747-36.8% | $2,637-34.2% |
| Participant deferral / active EE | $1,639 | $3,692-55.6% | $3,880-57.8% | $4,528-63.8% |
| Admin fee / account holder | $80 | $196-59.2% | $3,068-97.4% | $348-77.0% |