Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $34,156 |
ROLAND CRISS FIDUCIARY SERVICES4+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Named fiduciary; Direct payment from ... | $24,947 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $24,176 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,577 | $70,083-32.1% | $59,878-20.5% | $55,725-14.6% |
| Participation rate | 100.0% | 78.4%+21.6pp | 74.7%+25.3pp | 70.9%+29.1pp |
| Annual return | -3.71% | 3.13%-6.8pp | 3.46%-7.2pp | 244.93%-248.6pp |
| Employer contribution / active EE | $3,600 | $2,878+25.1% | $2,722+32.3% | $2,078+73.3% |
| Participant deferral / active EE | $3,363 | $3,079+9.2% | $3,402-1.1% | $3,356+0.2% |
| Admin fee / account holder | $91 | $70+28.7% | $3,590-97.5% | $115-21.4% |