Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $54,975 |
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $39,406 |
ROLAND CRISS FIDUCIARY SERVICES8+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Direct payment from the plan; Named f... | $24,500 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,881 | $79,124-25.6% | $60,874-3.3% | $64,808-9.1% |
| Participation rate | 65.8% | 77.7%-11.9pp | 73.1%-7.3pp | 71.5%-5.7pp |
| Annual return | -14.22% | -7.13%-7.1pp | 16.90%-31.1pp | 32.82%-47.0pp |
| Employer contribution / active EE | $1,814 | $3,050-40.5% | $2,701-32.8% | $2,506-27.6% |
| Participant deferral / active EE | $1,744 | $3,725-53.2% | $3,817-54.3% | $4,310-59.5% |
| Admin fee / account holder | $134 | $106+26.7% | $3,224-95.8% | $188-28.7% |