Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY7+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $60,210 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Direct payment fr... | $46,099 |
ROLAND CRISS FIDUCIARY SERVICES7+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Direct payment from the plan; Named f... | $24,500 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,633 | $94,833-24.5% | $75,696-5.4% | $86,799-17.5% |
| Participation rate | 64.9% | 79.1%-14.2pp | 74.8%-9.9pp | 72.3%-7.4pp |
| Annual return | 13.21% | 16.91%-3.7pp | 104.53%-91.3pp | 97.91%-84.7pp |
| Employer contribution / active EE | $1,763 | $2,904-39.3% | $2,743-35.7% | $2,405-26.7% |
| Participant deferral / active EE | $1,609 | $3,632-55.7% | $3,821-57.9% | $4,131-61.0% |
| Admin fee / account holder | $148 | $109+36.1% | $3,619-95.9% | $170-12.8% |