Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $52,866 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $45,488 |
BKD, LLP1+ years Filed as: BKD Service code 10 · EIN 44-0160260 | Accounting | $31,785 |
ROLAND CRISS FIDUCIARY SERVICES1+ years Filed as: ROLAND CRISS Service code 31 · EIN 75-2866255 | Direct payment from the plan; Named f... | $31,371 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,869 | $67,166-33.2% | $57,343-21.8% | $55,191-18.7% |
| Participation rate | 100.0% | 77.7%+22.3pp | 75.1%+24.9pp | 69.2%+30.8pp |
| Annual return | 0.99% | 4.22%-3.2pp | 24.39%-23.4pp | 10.78%-9.8pp |
| Employer contribution / active EE | $3,384 | $2,812+20.3% | $2,689+25.8% | $1,899+78.2% |
| Participant deferral / active EE | $3,034 | $2,835+7.0% | $3,162-4.1% | $3,046-0.4% |
| Admin fee / account holder | $189 | $44+333.3% | $3,356-94.4% | $91+107.9% |