Filed October 25, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY10+ years Filed as: MORGAN STANLEY Service code 16 · EIN 26-4310632 | Consulting | $61,835 |
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Investmen... | $7,890 |
ROLAND CRISS FIDUCIARY SERVICES10+ years Filed as: ROLAND CRISS Service code 16 · EIN 75-2866255 | Consulting | $6,125 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,878 | $91,710-27.1% | $67,560-1.0% | $77,762-14.0% |
| Participation rate | 65.4% | 76.0%-10.6pp | 72.9%-7.5pp | 70.6%-5.2pp |
| Annual return | 12.52% | 14.88%-2.4pp | 3533.50%-3521.0pp | 31.27%-18.8pp |
| Employer contribution / active EE | $1,093 | $3,187-65.7% | $2,737-60.1% | $2,728-59.9% |
| Participant deferral / active EE | $1,793 | $3,911-54.1% | $4,004-55.2% | $4,651-61.4% |
| Admin fee / account holder | $87 | $245-64.6% | $3,994-97.8% | $433-80.0% |