Filed April 11, 2019 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC1 year Service code 64 · EIN 82-1061233 | Recordkeeping Fees | $1,105,157 |
LAZARD ASSET MANAGEMENT3+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $982,622 |
WELLINGTON TRUST COMPANY3+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 51 · EIN 04-2683227 | Investment Mgmt Fees | $807,573 |
Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 23 · EIN 22-1211670 | Investment management fees paid direc... | $738,025 |
RAYMOND JAMES FINANCIAL SERVICES3+ years Filed as: NEW SOUTH CAPITAL MANAGEMENT Service code 51 · EIN 62-1237220 | Investment Mgmt Fees | $566,090 |
THE BANK OF NEW YORK MELLON3+ years Filed as: BANK OF NEW YORK MELLON Service code 18 · EIN 13-5160382 | Trustee (bank, trust company, or simi... | $507,202 |
BLACKROCK3+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 49 · EIN 94-3112180 | Other Services | $464,195 |
Service code 51 · EIN 75-2403190 | Investment Mgmt Fees | $326,710 |
Filed as: PUTNAM ADVISORY COMPANY Service code 51 · EIN 04-3543039 | Investment Mgmt Fees | $276,653 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 51 · EIN 13-3200244 | Investment Mgmt Fees | $270,800 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | MIDSTATES PETRO INC | — | 321 SOUTH BOSTON AVENUE SUITE 1000 TULSA, OK 74103 | — |
| Part 1 Loan in default | NELL AF SARL F ESCROW | — | ONE BATTERY PARK PLAZA NEW YORK, NY 100041482 | — |
| Part 1 Loan in default | NEWPAGE CORP | — | 8540 GANDER CREEK DRIVE MIAMISBURG, OH 45342 | — |
| Part 1 Loan in default | QUEBECOR | — | 1010 FOSTER AVE BENSENVILLE, IL 60106 | — |
Form 5500 reported that benefits due were not provided when due.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $180,484-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 10.1%-10.1pp | 0.0%0pp |
| Annual return | 11.55% | 16.32%-4.8pp | 10.53%+1.0pp | 16.32%-4.8pp |
| Employer contribution / active EE | $27,288 | $12,766+113.8% | $29,360-7.1% | $12,766+113.8% |
| Participant deferral / active EE | $0 | $800-100.0% | $54-100.0% | $800-100.0% |
| Admin fee / account holder | $0 | $0 | $1,273-100.0% | - |