Filed April 11, 2019 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
BLACKROCK8+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 51 · EIN 94-3112180 | Investment Mgmt Fees | $1,221,813 |
Filed as: FIDELITY INV. INST. OPS. CO. Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $973,791 |
Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 23 · EIN 22-1211670 | Insurance services; Investment manage... | $601,070 |
LAZARD ASSET MANAGEMENT8+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $275,934 |
THE BANK OF NEW YORK MELLON8+ years Filed as: BANK OF NEW YORK MELLON Service code 18 · EIN 13-5160382 | Custodial (other than securities); Cu... | $187,318 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 1271 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 1271 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK, NY 10020 | — |
| Part 3 Non-exempt transaction | CONOCOPHILLIPS COMPANY | PLAN SPONSOR INCORRECT BENEFIT REIMBURSEMENT FROM TRUST TO PLAN SPONSOR IN JUNE 2022; CORRECTED SEP 2022 | — | — |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $2,456,633-100.0% | $732,694-100.0% | $2,456,633-100.0% |
| Participation rate | 0.0% | 1.5%-1.5pp | 7.1%-7.1pp | 1.5%-1.5pp |
| Annual return | -20.04% | 23.41%-43.5pp | -15.18%-4.9pp | 23.41%-43.5pp |
| Employer contribution / active EE | $26,937 | $12,650+112.9% | $53,321-49.5% | $12,650+112.9% |
| Participant deferral / active EE | $0 | $1,474-100.0% | $0 | $1,474-100.0% |
| Admin fee / account holder | $0 | $14,884-100.0% | $0 | $14,884-100.0% |