Filed April 11, 2019 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $1,069,387 |
BLACKROCK7+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 51 · EIN 94-3112180 | Investment Mgmt Fees | $864,098 |
Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 23 · EIN 22-1211670 | Investment management fees paid direc... | $616,232 |
LAZARD ASSET MANAGEMENT7+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $509,586 |
THE BANK OF NEW YORK MELLON7+ years Filed as: BANK OF NEW YORK MELLON Service code 18 · EIN 13-5160382 | Custodial (securities); Custodial (ot... | $104,532 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 1271 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 1271 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK, NY 10020 | — |
| Part 3 Non-exempt transaction | CONOCOPHILLIPS COMPANY | PLAN SPONSOR INCORRECT BENEFIT REIMBURSEMENT FROM TRUST TO PLAN SPONSOR IN APR 2021; CORRECTED SEP 2022 | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $444,552-100.0% | $861,422-100.0% | $444,552-100.0% |
| Participation rate | 0.0% | 3.7%-3.7pp | 14.3%-14.3pp | 3.7%-3.7pp |
| Annual return | 3.87% | 15.63%-11.8pp | 6.57%-2.7pp | 15.63%-11.8pp |
| Employer contribution / active EE | $7,180 | $11,476-37.4% | $34,489-79.2% | $11,476-37.4% |
| Participant deferral / active EE | $0 | $1,127-100.0% | $0 | $1,127-100.0% |
| Admin fee / account holder | $0 | $429-100.0% | $0 | $429-100.0% |