Filed April 11, 2019 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
WELLINGTON TRUST COMPANY1+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 51 · EIN 04-2683227 | Investment Mgmt Fees | $2,105,153 |
LAZARD ASSET MANAGEMENT1+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $1,479,756 |
THE BANK OF NEW YORK MELLON1+ years Filed as: BANK OF NEW YORK MELLON Service code 18 · EIN 13-5160382 | Custodial (securities); Trustee (dire... | $1,093,010 |
WESTERN ASSET MANAGEMENT COMPANY1+ years Filed as: WESTERN ASSET MANAGEMENT Service code 51 · EIN 95-2705767 | Investment Mgmt Fees | $1,075,285 |
BLACKROCK1+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 49 · EIN 94-3112180 | Other Services | $1,022,121 |
Service code 51 · EIN 75-2403190 | Investment Mgmt Fees | $1,015,739 |
AON CONSULTING1+ years Filed as: AON CONSULTING INC. Service code 64 · EIN 22-2232264 | Recordkeeping Fees | $914,331 |
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: NEW SOUTH CAPITAL MANAGEMENT Service code 51 · EIN 62-1237220 | Investment Mgmt Fees | $790,175 |
INDEPENDENT FINANCIAL PARTNERS1+ years Filed as: STONE HARBOR INVESTMENT PARTNERS LP Service code 51 · EIN 20-3888589 | Investment Mgmt Fees | $635,091 |
Filed as: PUTNAM ADVISORY COMPANY Service code 51 · EIN 04-3543039 | Investment Mgmt Fees | $603,345 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | SAMSON INVESTMENT COMPANY | — | SAMSON PLAZA 2 WEST SECOND STREET TULSA, OK 741033103 | — |
| Part 1 Loan in default | QUICKSILVER INC | — | 5600 ARGOSY, #100 HUNTINGTON BEACH, CA 92649 | — |
| Part 1 Loan in default | QUICKSILVER INC | — | 5600 ARGOSY, #100 HUNTINGTON BEACH, CA 92649 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $96,302-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 8.8%-8.8pp | 0.0%0pp |
| Annual return | 1.24% | 3.11%-1.9pp | -2.90%+4.1pp | 3.11%-1.9pp |
| Employer contribution / active EE | $10,078 | $9,361+7.7% | $27,990-64.0% | $9,361+7.7% |
| Participant deferral / active EE | $0 | $375-100.0% | $137-100.0% | $375-100.0% |
| Admin fee / account holder | $0 | $0 | $519-100.0% | - |