Retirement plan

CONOCOPHILLIPS RETIREMENT PLAN

Name: CONOCOPHILLIPS COMPANY - CONOCOPHILLIPS RETIREMENT PLAN (2023) Form 5500
Creator: CONOCOPHILLIPS COMPANY
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CONOCOPHILLIPS RETIREMENT PLAN, CONOCOPHILLIPS COMPANY

CONOCOPHILLIPS COMPANYEIN 73-0400345Plan #021PY 2023

935 NORTH ELDRIDGE PARKWAY - HOUSTON, TX 77079918-661-6199conocophillips.comLinkedIn10001+ employeesoil & energy

Other plans on this EIN

1 filing

#022Retirement-$6.76B assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed April 11, 2019 (most recent of 12 filings on file)

Plan administrator

Plan administrator name— Sign in and upgrade to view

P.O. Box 2197

Houston State: TX Zip Code: 77252

Email— Sign in and upgrade to view Phone— Sign in and upgrade to view

Plans declared (1)

Company Retirement Contribution Make-Up Plan of ConocoPhillips3 emp

Open the filing PDF

How to read this page

Total assets (EOY)

$1382.9M

+2.3% from 2016

Total participants

10,535

+6.3% from 2016

Average account balance

No prior year

Annual return

11.38%

-1.48 pp from 2016

Benchmarks

See 831 peers

Peer group

Industryany (size+type match)

Plan typeDefined benefit

Participants1,000-4,999

Cohort831 peers

Snapshot2023

Participant deferral / active EE

median $102

Employer contribution / active EE

$18,687

median $8,821

Participation rate

0.0%

median 0.0%

Avg account balance

median $13,363

Admin fee / account holder

median $125

Annual return

11.38%

median 9.05%

Overall peer rank

64of 100

64th percentileavg across 6 metrics

Analytics

2015 - 2024

Total assets (EOY)

Plan-year ending balance

$1.42B

Average account balance

Total assets / participants with a balance (line 6g)

$141K

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

6,444

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

0.0%

Contributions (total)

Employer and participant dollars contributed each year

$70.00M

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+3.73%

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Mutual / pooled
Stocks
Bonds
Cash
Real estate
Loans

Service providers

Top 5 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL4 years Filed as: FIDELITY INV. INST. OPS. CO. Service code 64 · EIN 04-2647786	Recordkeeping Fees	$918,232
BLACKROCK9+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 51 · EIN 94-3112180	Investment Mgmt Fees	$836,105
PRUDENTIAL RETIREMENT INSURANCE AND9+ years Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 23 · EIN 22-1211670	Insurance services; Securities broker...	$509,241
LAZARD ASSET MANAGEMENT9+ years Service code 51 · EIN 05-0530199	Investment Mgmt Fees	$260,379
THE BANK OF NEW YORK MELLON9+ years Filed as: BANK OF NEW YORK MELLON Service code 18 · EIN 13-5160382	Custodial (other than securities); Tr...	$92,207

Enrolled actuary

1 attachment

AMY M DOSLICH

WILLIS TOWERS WATSON US LLC

Enrollment #2307755

500 N. AKARD STREET SUITE 4100

SUITE 4300

DALLAS, TX 75201

(214) 530-4200

Signed 2024-09-06

Reportable transactions (Schedule G)

3 rows

Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.

Category	Counterparty	Relationship / Terms	Address	Amount
Part 1 Loan in default	LEHMAN BRTH HLD (RICI) ESCROW	—	420 LEXINGTON AVENUE, SUITE 1402 NEW YORK, NY 10170	—
Part 1 Loan in default	LEHMAN BRTH HLD (RICI) ESCROW	—	420 LEXINGTON AVENUE, SUITE 1402 NEW YORK, NY 10170	—
Part 3 Non-exempt transaction	CONOCOPHILLIPS COMPANY	PLAN SPONSOR INCORRECT BENEFIT REIMBURSEMENT FROM TRUST TO PLAN SPONSOR	—	—

Plan features & details

Pension benefit codes1A1D3H3F1C

Plan features

1A
Benefits are primarily pay related
Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
1C
Cash balance or similar plan
A cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
1D
Floor-offset plan
Defined benefit plan whose benefits are offset by retirement benefits provided under an employer-sponsored defined contribution plan.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$3.2M

$846 / participant

Recordkeeping$918K29.0%
Trustee / custodial$78K2.5%
Investment mgmt$1M34.6%
Other / not subdivided$1M34.0%

% of EOY assets

0.229%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: ERNST & YOUNG LLP
Auditor EIN: 346565596
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$13,363-100.0%

$848,047-100.0%

$13,363-100.0%

Participation rate

0.0%

2.2%-2.2pp

16.7%-16.7pp

2.2%-2.2pp

Annual return

11.38%

9.11%+2.3pp

5.63%+5.8pp

9.11%+2.3pp

Employer contribution / active EE

$18,687

$12,231+52.8%

$36,086-48.2%

$12,231+52.8%

Participant deferral / active EE

$1,272-100.0%

Admin fee / account holder

$125-100.0%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL4 years

Filed as: FIDELITY INV. INST. OPS. CO.

Service code 64 · EIN 04-2647786

Recordkeeping Fees

$918,232

BLACKROCK9+ years

Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA

Service code 51 · EIN 94-3112180

Investment Mgmt Fees

$836,105

PRUDENTIAL RETIREMENT INSURANCE AND9+ years

Filed as: PRUDENTIAL ASSET MANAGEMENT

Service code 23 · EIN 22-1211670

Insurance services; Securities broker...

$509,241

LAZARD ASSET MANAGEMENT9+ years

Service code 51 · EIN 05-0530199

Investment Mgmt Fees

$260,379

THE BANK OF NEW YORK MELLON9+ years

Filed as: BANK OF NEW YORK MELLON

Service code 18 · EIN 13-5160382

Custodial (other than securities); Tr...

$92,207

CONOCOPHILLIPS RETIREMENT PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Enrolled actuary

AMY M DOSLICH

Reportable transactions (Schedule G)

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CONOCOPHILLIPS RETIREMENT PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Enrolled actuary

AMY M DOSLICH

Reportable transactions (Schedule G)

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion