THE BANK OF NEW YORK MELLON
398 known aliases resolved via the canonical alias map
Market position · 2024
Plans served969+14 YoYRank #33 of mapped providers
Assets under administration$1.23T1.4%Market share · rank #5
Fees received$169MMedian $53,924/planSum across Schedule C direct + indirect
Net wins YoY+20136 won · 116 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical THE BANK OF NEW YORK MELLON plan look like?
Service mix · median fees per plan
Count of plans where THE BANK OF NEW YORK MELLON ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (directed); Trustee (bank, trust company, or similar financial institution); Other investment fees and expenses; Direct payment from the plan; Investment management; Securities brokerage commissions and fees; Float revenue; Finders' fees / placement fees; Named fiduciary; Sub-transfer agency feesCode 21 | 242 | $61,472 | |
Trustee (individual); Custodial (securities)Code 19 | 208 | $81,423 | |
Soft dollars commissions; Investment management fees paid directly by plan; Investment management; Investment management fees paid indirectly by planCode 28 | 154 | $46,863 | |
Trustee (directed); Trustee (bank, trust company, or similar financial institution); Custodial (other than securities); Custodial (securities)Code 18 | 145 | $81,978 | |
Legal; Investment advisory (plan); Other servicesCode 27 | 72 | $25,062 | |
Trustee (bank, trust company, or similar financial institution); Sub-transfer agency fees; Investment management; Custodial (other than securities); Trustee (discretionary); Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Recordkeeping fees; Investment management fees paid directly by planCode 15 | 25 | $67,473 | |
Other fees; Custodial (other than securities); Trustee (bank, trust company, or similar financial institution); Custodial (securities); Consulting (general)Code 16 | 25 | $35,471 | |
Shareholder servicing fees; Securities brokerage commissions and fees; Other fees; Finders' fees / placement feesCode 59 | 23 | $33,731 |
Competitor overlap
Percent of THE BANK OF NEW YORK MELLON's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under THE BANK OF NEW YORK MELLON.
| Sponsor | From | Assets |
|---|---|---|
WELLS FARGO & COMPANYMN · 410449260-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $8.3B |
THE ALLSTATE CORPORATIONTX · 363871531-001 | DELOITTE & TOUCHE LLP | $7.6B |
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | WALTER SCOTT & PARTNERS LIMITED | $5.2B |
FISERV SOLUTIONS, LLC.WI · 391833695-004 | MERRILL LYNCH PIERCE FENNER & SMITH | $5.1B |
FIFTH THIRD BANCORPOH · 310854434-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $4.0B |
UPMCPA · 251423657-333 | ALIGHT SOLUTIONS LLC | $3.0B |
HIGHMARK HEALTHPA · 453674900-334 | ALIGHT SOLUTIONS LLC | $2.9B |
MUFG BANK, LTDNY · 135611741-015 | PRUDENTIAL RETIREMENT INSURANCE AND | $2.9B |
NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATIONVA · 520741336-333 | SERVICES MANAGEMENT CORPORATION | $2.5B |
CLEVELAND-CLIFFS STEEL CORPORATIONOH · 311267098-003 | JP MORGAN INVESTMENT MANAGEMENT INC | $1.5B |
Plans lost in 2024
Appeared last year under THE BANK OF NEW YORK MELLON; not this year.
| Sponsor | To | Assets |
|---|---|---|
3M COMPANYMN · 410417775-333 | AON CONSULTING | $12.0B |
EXXON MOBIL CORPORATIONTX · 135409005-001 | ALIGHT SOLUTIONS LLC | $12.0B |
BAE SYSTEMS, INC.VA · 223537950-003 | AON CONSULTING | $9.4B |
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-002 | GLOBAL VIEW CAPITAL MANAGEMENT | $6.0B |
CARPENTERS PENSION TRUST FUND TRUST FUND FOR NORTHERN CALIFORNIACA · 946050970-001 | CAMDEN ASSET MANAGEMENT, LP | $5.3B |
NATIONWIDE MUTUAL INSURANCE COMPANYOH · 314177100-333 | (new plan) | $5.3B |
BMO FINANCIAL CORP.IL · 510275712-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $4.5B |
UPMCPA · 251423657-335 | AMERICAN REALTY ADVISORS | $4.3B |
BOARD OF TRUSTEES OF THE BUILDING SERVICE 32BJ PENSION FUNDNY · 131879376-001 | SHENKMAN CAPITAL MANAGEMENT | $3.5B |
UNITED AIRLINES, INC.TX · 742099724-010 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | $3.2B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUNDIL · 366044243-001 | $48.2B | 332,020 | $9M | 10y | - |
RTX CORPORATIONCT · 060570975-041 | $41.6B | 281,638 | $5M | 2y | 1 |
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $2M | 10y | 1 |
VERIZON COMMUNICATIONS INC.NJ · 232259884-102 | $29.4B | 119,145 | $36,508 | 6y | - |
BOARD OF TRUSTEES OF THE CPF OF THE IUOE AND PARTICIPATING EMPLOYERSDC · 366052390-001 | $27.4B | 233,478 | $998,069 | 7y | - |
CITIGROUP INC.CT · 521568099-004 | $23.2B | 121,279 | $1M | 10y | 1 |
ACCENTURE LLPIL · 720542904-102 | $21.3B | 112,414 | $33,731 | 10y | - |
UNITED PARCEL SERVICE OF AMERICA, INC.GA · 951732075-001 | $21.2B | 144,570 | $1M | 9y | - |
TRUSTEES OF THE NATIONAL ELECTRICAL BENEFIT FUNDMD · 530181657-001 | $20.4B | 693,723 | $4M | 9y | - |
BOARD OF TRUSTEES OF THE TEAMSTERS - UPS 401K NATIONAL SAVINGS PLANGA · 951732075-003 | $19.3B | 478,185 | $4M | 10y | - |
Flag exposure
93.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (398)
Raw Schedule C names collapsed into THE BANK OF NEW YORK MELLON.
- ALCENTRA
- ALCENTRA ASSET MANAGEMENT LTD.
- ALCENTRA EURO CR OPP FD III SCSP
- ALCENTRA EUROPEAN CREDIT OPP
- ALCENTRA EUROPEAN CREDIT OPP FD
- ALCENTRA EUROPEAN CREDIT OPPORTUNIT
- ALCENTRA EUROPEAN DIRECT LENDING
- ALCENTRA LIMITED
- ALCENTRA LTD
- ALCENTRA MULTI-STRATEGY EURO CREDIT
- ALCENTRA MULTI-STRATEGY EUROPEAN CR
- ALCENTRA US
- AMALGAMAED BANK OF NEW YORK
- AMALGAMTED BANK OF NEW YORK
- AMERICAN UNITED LIFE DREYFUS
- BANK ADVISORY GROUP
- BANK ADVISORY GROUP, LLC
- BANK FIVE NINE
- BANK LOANS PORTFOLIO
- BANK NEW YORK (BNY)
- BANK OF AMERCIA
- BANK OF AMERIA CORPORATION
- BANK OF AMERICA
- BANK OF AMERICA 94-1687665
- BANK OF AMERICA COPRORATION
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for THE BANK OF NEW YORK MELLON's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 25 | 2.58% | 7.76% | -5.18 pp |
| Fidelity bond gap | 10 | 1.03% | 26.94% | -25.91 pp |
| Late contributions | 45 | 4.64% | 1.71% | +2.93 pp |
| Failed to provide benefit | 3 | 0.31% | 0.14% | +0.17 pp |
| Corrective distributions | 46 | 4.75% | 1.76% | +2.99 pp |
| Loss discovered | 1 | 0.10% | 0.00% | +0.10 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with THE BANK OF NEW YORK MELLON. Compare to the incumbent market share (1.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.4 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).