Filed April 11, 2019 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPS. CO. Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $1,035,511 |
BLACKROCK10+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 51 · EIN 94-3112180 | Investment Mgmt Fees | $899,236 |
PRUDENTIAL RETIREMENT INSURANCE AND10+ years Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 23 · EIN 22-1211670 | Investment management fees paid direc... | $480,340 |
LAZARD ASSET MANAGEMENT10+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $271,714 |
THE BANK OF NEW YORK MELLON10+ years Filed as: BANK OF NEW YORK MELLON Service code 18 · EIN 13-5160382 | Trustee (directed); Trustee (bank, tr... | $102,613 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 420 LEXINGTON AVENUE, SUITE 1402 NEW YORK, NY 10170 | — |
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 420 LEXINGTON AVENUE, SUITE 1402 NEW YORK, NY 10170 | — |
| Part 3 Non-exempt transaction | CONOCOPHILLIPS COMPANY | PLAN SPONSOR INCORRECT BENEFIT REIMBURSEMENT FROM TRUST TO PLAN SPONSOR (DEEMED LOAN) | — | — |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $943,036-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 9.1%-9.1pp | 0.0%0pp |
| Annual return | 3.73% | 9.30%-5.6pp | 5.62%-1.9pp | 9.30%-5.6pp |
| Employer contribution / active EE | $19,385 | $12,551+54.5% | $37,825-48.8% | $12,551+54.5% |
| Participant deferral / active EE | $0 | $2,867-100.0% | $0 | $2,867-100.0% |
| Admin fee / account holder | $0 | $0 | $0 | - |