Filed April 11, 2019 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
WELLINGTON TRUST COMPANY2+ years Filed as: WELLINGTON MANAGEMENT COMPANY, LLP Service code 51 · EIN 04-2683227 | Investment Mgmt Fees | $1,657,969 |
AON CONSULTING1 year Filed as: AON CONSULTING INC Service code 64 · EIN 22-2232264 | Recordkeeping Fees | $1,146,438 |
LAZARD ASSET MANAGEMENT2+ years Service code 51 · EIN 05-0530199 | Investment Mgmt Fees | $1,132,020 |
BLACKROCK2+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 49 · EIN 94-3112180 | Other Services | $922,253 |
WESTERN ASSET MANAGEMENT COMPANY2+ years Filed as: WESTERN ASSET MANAGEMENT Service code 51 · EIN 95-2705767 | Investment Mgmt Fees | $816,908 |
Filed as: PRUDENTIAL ASSET MANAGEMENT Service code 23 · EIN 22-1211670 | Other services; Investment management... | $806,195 |
Service code 51 · EIN 75-2403190 | Investment Mgmt Fees | $790,973 |
RAYMOND JAMES FINANCIAL SERVICES2+ years Filed as: NEW SOUTH CAPITAL MANAGEMENT Service code 51 · EIN 62-1237220 | Investment Mgmt Fees | $582,289 |
INDEPENDENT FINANCIAL PARTNERS2+ years Filed as: STONE HARBOR INVESTMENT PARTNERS LP Service code 51 · EIN 20-3888589 | Investment Mgmt Fees | $549,198 |
Filed as: PUTNAM ADVISORY COMPANY Service code 51 · EIN 04-3543039 | Investment Mgmt Fees | $522,875 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | MIDSTATES PETRO INC | — | 321 SOUTH BOSTON AVENUE SUITE 1000 TULSA, OK 74103 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $57,821-100.0% | $169,917-100.0% | $57,821-100.0% |
| Participation rate | 0.0% | 5.5%-5.5pp | 10.3%-10.3pp | 5.5%-5.5pp |
| Annual return | 2.72% | 5.86%-3.1pp | 7.98%-5.3pp | 5.86%-3.1pp |
| Employer contribution / active EE | $88,222 | $10,137+770.3% | $23,724+271.9% | $10,137+770.3% |
| Participant deferral / active EE | $0 | $492-100.0% | $53-100.0% | $492-100.0% |
| Admin fee / account holder | $0 | $387-100.0% | $636-100.0% | $387-100.0% |