Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $286,819 |
USI CONSULTING GROUP2 years Filed as: USI INSURANCE SERVICES, LLC Service code 23 · EIN 13-3771734 | Insurance services | $138,086 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,537 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,034 | $118,464+57.9% | $96,564+93.7% | $103,657+80.4% |
| Participation rate | 92.9% | 89.0%+3.9pp | 76.0%+17.0pp | 73.4%+19.6pp |
| Annual return | 14.70% | 18.79%-4.1pp | 25.89%-11.2pp | 33.13%-18.4pp |
| Employer contribution / active EE | $3,068 | $4,210-27.1% | $2,967+3.4% | $3,216-4.6% |
| Participant deferral / active EE | $11,034 | $7,277+51.6% | $4,852+127.4% | $5,218+111.5% |
| Admin fee / account holder | $51 | $81-37.7% | $8,256-99.4% | $114-55.7% |