Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $305,062 |
UT-BATTELLE LLC3 years Filed as: UT BATTLLE LLC Service code 28 · EIN 62-1788235 | Investment Management | $109,630 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $6,704 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFLI Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $205,026 | $124,049+65.3% | $95,968+113.6% | $93,223+119.9% |
| Participation rate | 91.6% | 88.4%+3.2pp | 77.1%+14.5pp | 74.9%+16.7pp |
| Annual return | 11.49% | 22.17%-10.7pp | 91.65%-80.2pp | 19.29%-7.8pp |
| Employer contribution / active EE | $2,742 | $3,478-21.2% | $2,542+7.9% | $2,680+2.3% |
| Participant deferral / active EE | $9,777 | $6,147+59.1% | $4,167+134.6% | $4,563+114.3% |
| Admin fee / account holder | $60 | $73-17.7% | $6,798-99.1% | $79-24.5% |