Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $302,248 |
UT-BATTELLE LLC2 years Filed as: UT BATTLLE LLC Service code 28 · EIN 62-1788235 | Investment Management | $88,975 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $12,446 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFLI Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $214,152 | $105,173+103.6% | $87,102+145.9% | $77,775+175.3% |
| Participation rate | 91.4% | 85.8%+5.6pp | 76.9%+14.5pp | 73.2%+18.2pp |
| Annual return | 16.96% | 24.52%-7.6pp | 28.19%-11.2pp | 32.58%-15.6pp |
| Employer contribution / active EE | $2,982 | $2,890+3.2% | $2,521+18.3% | $2,504+19.1% |
| Participant deferral / active EE | $10,572 | $5,048+109.4% | $4,048+161.1% | $3,966+166.6% |
| Admin fee / account holder | $58 | $105-44.2% | $7,493-99.2% | $100-41.7% |