Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 13 · EIN 34-1479833 | Contract Administrator | $321,776 |
UT-BATTELLE LLC1 year Filed as: UT BATTELLE Service code 14 · EIN 62-1788235 | Plan Administrator | $42,836 |
Filed as: CHARLES SCHWAB & CO INC Service code 49 · EIN 94-1737782 | Other Services | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC Service code 49 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $204,279 | $88,730+130.2% | $82,312+148.2% | $77,958+162.0% |
| Participation rate | 90.4% | 84.5%+5.9pp | 76.9%+13.6pp | 71.6%+18.8pp |
| Annual return | 12.17% | 20.88%-8.7pp | 25.88%-13.7pp | 20.87%-8.7pp |
| Employer contribution / active EE | $2,735 | $2,758-0.9% | $2,428+12.6% | $2,310+18.4% |
| Participant deferral / active EE | $9,665 | $4,634+108.6% | $3,706+160.8% | $3,537+173.3% |
| Admin fee / account holder | $62 | $74-15.6% | $5,608-98.9% | $97-35.9% |