Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $351,408 |
USI CONSULTING GROUP1 year Filed as: USI INSURANCE SERVICES, LLC Service code 23 · EIN 13-3771734 | Insurance services | $143,178 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB & CO. INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $3,997 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $177,221 | $106,087+67.1% | $86,717+104.4% | $78,104+126.9% |
| Participation rate | 92.6% | 89.6%+3.1pp | 76.6%+16.1pp | 74.5%+18.1pp |
| Annual return | -12.16% | -14.87%+2.7pp | 35.97%-48.1pp | 10.90%-23.1pp |
| Employer contribution / active EE | $2,986 | $4,110-27.4% | $2,837+5.2% | $3,128-4.5% |
| Participant deferral / active EE | $10,786 | $6,851+57.5% | $4,657+131.6% | $5,089+112.0% |
| Admin fee / account holder | $64 | $81-21.7% | $7,494-99.2% | $79-19.4% |