Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $330,548 |
USI CONSULTING GROUP1 year Filed as: USI Service code 23 · EIN 13-3771734 | Insurance services | $139,474 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO. INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $6,024 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $215,064 | $134,619+59.8% | $111,319+93.2% | $101,555+111.8% |
| Participation rate | 92.5% | 89.0%+3.5pp | 77.3%+15.2pp | 74.5%+17.9pp |
| Annual return | 12.00% | 17.96%-6.0pp | 54.68%-42.7pp | 21.00%-9.0pp |
| Employer contribution / active EE | $2,931 | $3,829-23.5% | $2,732+7.3% | $2,972-1.4% |
| Participant deferral / active EE | $10,496 | $6,572+59.7% | $4,488+133.9% | $4,874+115.3% |
| Admin fee / account holder | $64 | $86-25.4% | $7,966-99.2% | $139-53.8% |