Filed July 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $292,292 |
UT-BATTELLE LLC1 year Filed as: UT BATTLLE LLC Service code 28 · EIN 62-1788235 | Investment Management | $41,821 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $13,917 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFLI Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,984 | $78,852+138.4% | $76,768+144.9% | $75,289+149.7% |
| Participation rate | 91.5% | 85.0%+6.5pp | 77.0%+14.5pp | 72.4%+19.0pp |
| Annual return | -3.68% | -1.29%-2.4pp | 2.43%-6.1pp | -0.04%-3.6pp |
| Employer contribution / active EE | $2,730 | $2,794-2.3% | $2,485+9.9% | $2,405+13.5% |
| Participant deferral / active EE | $9,538 | $4,800+98.7% | $3,852+147.6% | $3,739+155.1% |
| Admin fee / account holder | $64 | $79-18.5% | $6,676-99.0% | $102-37.1% |