Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,210,502 |
CAPFINANCIAL PARTNERS LLC4 years Service code 28 · EIN 26-0058143 | Investment Management | $126,875 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,576 | $96,807+8.0% | $165,100-36.7% | $106,553-1.9% |
| Participation rate | 86.7% | 79.1%+7.6pp | 78.6%+8.1pp | 69.8%+16.9pp |
| Annual return | 11.59% | 17.39%-5.8pp | 70.21%-58.6pp | 17.37%-5.8pp |
| Employer contribution / active EE | $2,463 | $2,888-14.7% | $4,348-43.3% | $3,359-26.7% |
| Participant deferral / active EE | $7,178 | $5,055+42.0% | $6,035+18.9% | $5,562+29.0% |
| Admin fee / account holder | $68 | $66+2.7% | $12,696-99.5% | $80-15.2% |