Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $101,901 |
Filed as: WELCH HORNSBY INC Service code 28 · EIN 63-0969069 | Investment Management | $63,750 |
PARTNERCOMM, INC2+ years Service code 28 · EIN 75-2541310 | Investment Management | $12,959 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,569 | $79,480-15.0% | $108,582-37.8% | $329,111-79.5% |
| Participation rate | 67.4% | 72.0%-4.7pp | 79.6%-12.2pp | 67.9%-0.5pp |
| Annual return | 21.41% | 18.07%+3.3pp | -51.70%+73.1pp | 16.35%+5.1pp |
| Employer contribution / active EE | $1,341 | $2,317-42.1% | $3,758-64.3% | $2,303-41.8% |
| Participant deferral / active EE | $3,029 | $3,243-6.6% | $4,311-29.7% | $3,682-17.7% |
| Admin fee / account holder | $14 | $68-80.0% | $7,645-99.8% | $754-98.2% |