Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $251,018 |
WELCH HORNSBY & WELCH INC2 years Filed as: WELCH HORNSBY INC Service code 28 · EIN 63-0969069 | Investment Management | $85,000 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $132 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,650 | $79,240+0.5% | $117,861-32.4% | $80,976-1.6% |
| Participation rate | 69.5% | 68.1%+1.4pp | 79.7%-10.1pp | 68.3%+1.3pp |
| Annual return | 19.25% | 34.09%-14.8pp | 335.11%-315.9pp | 22.91%-3.7pp |
| Employer contribution / active EE | $1,616 | $2,142-24.6% | $3,786-57.3% | $2,402-32.7% |
| Participant deferral / active EE | $3,873 | $3,102+24.9% | $4,482-13.6% | $3,848+0.6% |
| Admin fee / account holder | $24 | $65-62.9% | $8,021-99.7% | $67-64.3% |