Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $918,061 |
Service code 28 · EIN 26-0058143 | Investment Management | $127,500 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLE SCHWAB & CO., INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.6 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,861 | $107,401+3.2% | $146,649-24.4% | $106,520+4.1% |
| Participation rate | 75.3% | 78.6%-3.3pp | 80.1%-4.8pp | 71.3%+4.0pp |
| Annual return | 15.54% | 18.50%-3.0pp | 22.75%-7.2pp | 19.28%-3.7pp |
| Employer contribution / active EE | $1,994 | $2,794-28.6% | $4,137-51.8% | $2,840-29.8% |
| Participant deferral / active EE | $5,814 | $4,619+25.9% | $5,506+5.6% | $4,948+17.5% |
| Admin fee / account holder | $65 | $65+0.2% | $10,281-99.4% | $75-13.0% |