Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $784,167 |
WELCH HORNSBY & WELCH INC2 years Service code 28 · EIN 63-0969069 | Investment Management | $85,000 |
Filed as: CHARLE SCHWAB & CO., INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,421 | $85,938+6.4% | $125,195-27.0% | $89,609+2.0% |
| Participation rate | 70.2% | 73.9%-3.6pp | 79.8%-9.5pp | 69.6%+0.7pp |
| Annual return | 24.45% | 20.69%+3.8pp | 43.79%-19.3pp | 33.65%-9.2pp |
| Employer contribution / active EE | $1,730 | $2,681-35.5% | $3,866-55.3% | $2,584-33.1% |
| Participant deferral / active EE | $4,745 | $3,818+24.3% | $4,937-3.9% | $4,222+12.4% |
| Admin fee / account holder | $59 | $56+4.0% | $9,704-99.4% | $72-18.1% |