Filed December 27, 2013 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $812,075 |
WELCH HORNSBY & WELCH INC3 years Service code 28 · EIN 63-0969069 | Investment Management | $42,500 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLE SCHWAB & CO., INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,754 | $94,554+11.8% | $133,982-21.1% | $106,273-0.5% |
| Participation rate | 73.5% | 76.2%-2.7pp | 79.8%-6.4pp | 70.8%+2.7pp |
| Annual return | 15.99% | 16.55%-0.6pp | 45.10%-29.1pp | 21.70%-5.7pp |
| Employer contribution / active EE | $2,059 | $2,503-17.7% | $3,919-47.5% | $2,722-24.4% |
| Participant deferral / active EE | $5,548 | $4,130+34.3% | $5,047+9.9% | $4,601+20.6% |
| Admin fee / account holder | $58 | $69-15.3% | $8,930-99.3% | $78-25.5% |