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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $252,590 |
Service code 26 · EIN 76-0661984 | Advisory (Participants) | $12,904 |
CAPFINANCIAL PARTNERS LLC3 years Service code 26 · EIN 26-0058143 | Advisory (Participants) | $12,040 |
LEWIS WEALTH MGMT LLC1 year Service code 26 · EIN 27-1687409 | Advisory (Participants) | $7,532 |
LMCG INVESTMENTS LLC1 year Service code 26 · EIN 27-0282607 | Advisory (Participants) | $7,307 |
TAMAR SECURITIES LLC2 years Service code 26 · EIN 27-2828949 | Advisory (Participants) | $5,108 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,974 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $214,518 | $95,388+124.9% | $125,401+71.1% | $77,906+175.4% |
| Participation rate | 96.1% | 78.6%+17.5pp | 82.4%+13.7pp | 73.7%+22.4pp |
| Annual return | -14.86% | 116.19%-131.0pp | 572.53%-587.4pp | 12.16%-27.0pp |
| Employer contribution / active EE | $11,323 | $3,666+208.8% | $4,816+135.1% | $2,846+297.8% |
| Participant deferral / active EE | $14,075 | $7,711+82.5% | $7,448+89.0% | $4,805+192.9% |
| Admin fee / account holder | $60 | $119-49.4% | $10,008-99.4% | $133-54.6% |