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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $254,483 |
CAPFINANCIAL PARTNERS LLC2 years Service code 26 · EIN 26-0058143 | Advisory (Participants) | $14,073 |
Service code 26 · EIN 76-0661984 | Advisory (Participants) | $12,752 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $7,800 |
TAMAR SECURITIES LLC1 year Service code 26 · EIN 27-2828949 | Advisory (Participants) | $5,499 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $259,476 | $120,450+115.4% | $159,495+62.7% | $93,010+179.0% |
| Participation rate | 96.7% | 78.0%+18.7pp | 82.8%+13.8pp | 73.9%+22.8pp |
| Annual return | 14.97% | 27.11%-12.1pp | 263.72%-248.8pp | 158.70%-143.7pp |
| Employer contribution / active EE | $11,256 | $3,526+219.3% | $4,831+133.0% | $2,705+316.1% |
| Participant deferral / active EE | $13,755 | $7,283+88.9% | $7,354+87.1% | $4,561+201.6% |
| Admin fee / account holder | $64 | $137-53.5% | $10,804-99.4% | $152-58.0% |