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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $272,293 |
Service code 26 · EIN 76-0661984 | Advisory (Participants) | $9,049 |
PORTFOLIO DESIGN SERVICES3 years Filed as: PORTFOLIO DESIGN SERVICES LLC Service code 26 · EIN 72-1558055 | Advisory (Participants) | $7,528 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $4,498 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $199,066 | $101,523+96.1% | $141,200+41.0% | $77,775+156.0% |
| Participation rate | 96.0% | 77.4%+18.7pp | 82.5%+13.5pp | 73.2%+22.8pp |
| Annual return | 22.78% | 56.22%-33.4pp | 71.41%-48.6pp | 32.58%-9.8pp |
| Employer contribution / active EE | $6,870 | $3,341+105.6% | $4,736+45.0% | $2,504+174.4% |
| Participant deferral / active EE | $11,599 | $6,434+80.3% | $6,710+72.8% | $3,966+192.5% |
| Admin fee / account holder | $64 | $92-29.7% | $10,265-99.4% | $100-35.7% |