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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $255,734 |
Service code 26 · EIN 26-0058143 | Advisory (Participants) | $11,238 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $9,095 |
Service code 26 · EIN 76-0661984 | Advisory (Participants) | $8,973 |
PORTFOLIO DESIGN SERVICES4 years Filed as: PORTFOLIO DESIGN SERVICES LLC Service code 26 · EIN 72-1558055 | Advisory (Participants) | $7,924 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $235,293 | $127,481+84.6% | $149,751+57.1% | $90,274+160.6% |
| Participation rate | 95.8% | 78.2%+17.5pp | 82.5%+13.3pp | 73.4%+22.4pp |
| Annual return | 15.41% | 57.78%-42.4pp | 276.71%-261.3pp | 53.97%-38.6pp |
| Employer contribution / active EE | $7,568 | $3,448+119.5% | $4,646+62.9% | $2,523+199.9% |
| Participant deferral / active EE | $13,237 | $6,975+89.8% | $6,843+93.4% | $4,231+212.9% |
| Admin fee / account holder | $65 | $152-57.1% | $9,312-99.3% | $114-43.0% |