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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479633 | Recordkeeping | $108,175 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $1,543 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $6 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $137,743 | $86,791+58.7% | $115,038+19.7% | $59,188+132.7% |
| Participation rate | 94.7% | 72.8%+21.8pp | 81.4%+13.3pp | 69.4%+25.2pp |
| Annual return | 0.61% | 4.44%-3.8pp | 26.14%-25.5pp | 5.51%-4.9pp |
| Employer contribution / active EE | $5,943 | $2,950+101.5% | $4,608+29.0% | $2,098+183.3% |
| Participant deferral / active EE | $8,966 | $5,298+69.3% | $6,026+48.8% | $3,265+174.6% |
| Admin fee / account holder | $30 | $95-68.8% | $8,175-99.6% | $92-67.9% |