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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479633 | Recordkeeping | $188,114 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $3,126 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $147,789 | $85,635+72.6% | $123,894+19.3% | $63,975+131.0% |
| Participation rate | 95.9% | 74.9%+21.0pp | 81.4%+14.5pp | 71.1%+24.8pp |
| Annual return | 8.87% | 15.74%-6.9pp | 47.52%-38.6pp | 48.65%-39.8pp |
| Employer contribution / active EE | $6,026 | $3,076+95.9% | $4,617+30.5% | $2,182+176.2% |
| Participant deferral / active EE | $9,153 | $5,667+61.5% | $5,984+53.0% | $3,356+172.7% |
| Admin fee / account holder | $46 | $75-38.6% | $8,357-99.4% | $70-34.7% |