| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $148,768 |
Filed as: ASSETMARK, INC Service code 26 7601 LEWINSVILLE ROAD, SUITE 302 · MCLEAN, VA 22101 | Advisory (Participants) | $113,883 |
MERRIL LYNCH4+ years Filed as: MERILL LYNCH Service code 26 · EIN 13-3266276 | Advisory (Participants) | $77,151 |
Service code 26 · EIN 47-2384765 | Advisory (Participants) | $36,558 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 41-0449260 | Advisory (Participants) | $28,336 |
MCLEAN ASSET MANAGEMENT CORP3 years Service code 26 8200 GREENSBORO DRIVE, SUITE 1150 · MCLEAN, VA 22101 | Advisory (Participants) | $21,934 |
MONOGRAPH WEALTH ADVISORS3 years Service code 26 830 S. SEPULVEDA BLVD,STE 202 · EL SEGUNDO, CA 92054 | Advisory (Participants) | $20,804 |
TD AMERITRADE, INC.4+ years Service code 59 · EIN 82-0543156 | Shareholder Servicing | $20,719 |
MANNING & NAPIER4+ years Filed as: MANNING & NAPIER ADVISORS LLC Service code 26 · EIN 16-0995736 | Advisory (Participants) | $20,104 |
CRANBROOK WEALTH MANAGEMENT4+ years Service code 26 901 WILSHIRE DRIVE, SUITE 350 · TROY, MI 48084 | Advisory (Participants) | $19,850 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $320,915 | $88,874+261.1% | $123,553+159.7% | $75,289+326.2% |
| Participation rate | 91.4% | 75.9%+15.6pp | 82.3%+9.1pp | 72.4%+19.0pp |
| Annual return | 8.69% | 4.22%+4.5pp | 119.21%-110.5pp | -0.04%+8.7pp |
| Employer contribution / active EE | $10,285 | $3,256+215.9% | $4,628+122.2% | $2,405+327.7% |
| Participant deferral / active EE | $11,785 | $6,174+90.9% | $6,426+83.4% | $3,739+215.2% |
| Admin fee / account holder | $207 | $95+119.3% | $9,284-97.8% | $102+102.7% |