| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $197,140 |
FRONTIER ASSET MANAGEMENT3 years Service code 26 · EIN 83-0331917 | Advisory (Participants) | $106,725 |
JPMORGAN INVEST HOLDINGS LLC2 years Filed as: CHEVY CHASE TRUST COMPANY Service code 26 · EIN 52-2037618 | Advisory (Participants) | $60,333 |
BAKER TILLY US, LLP2 years Service code 10 · EIN 39-1908691 | Accounting | $43,500 |
SAGEVIEW ADVISORY GROUP, LLC2 years Filed as: MJM 401K LLC Service code 28 · EIN 86-0882983 | Investment Management | $40,000 |
Filed as: SAGEVIEW ADVISORY GROUP Service code 28 · EIN 33-0818667 | Investment Management | $40,000 |
BAIRD FUNDS2 years Filed as: ROBERT W BAIRD & CO Service code 26 · EIN 39-6037917 | Advisory (Participants) | $34,859 |
CAPLAN FINANCIAL GROUP2 years Filed as: CAPLAN FINANCIAL GROUP LLC Service code 26 · EIN 20-3890047 | Advisory (Participants) | $27,037 |
TRIAD ADVISORS INC2 years Filed as: TRIAD HYBRID SOLUTIONS LLC Service code 26 · EIN 46-5391363 | Advisory (Participants) | $27,012 |
MCLEAN ASSET MANAGEMENT CORP6 years Service code 26 · EIN 54-1289825 | Advisory (Participants) | $25,795 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $488,505 | $120,450+305.6% | $159,495+206.3% | $93,010+425.2% |
| Participation rate | 95.3% | 78.0%+17.3pp | 82.8%+12.4pp | 73.9%+21.4pp |
| Annual return | 16.38% | 27.11%-10.7pp | 263.72%-247.3pp | 158.70%-142.3pp |
| Employer contribution / active EE | $10,907 | $3,526+209.4% | $4,831+125.8% | $2,705+303.2% |
| Participant deferral / active EE | $13,723 | $7,283+88.4% | $7,354+86.6% | $4,561+200.9% |
| Admin fee / account holder | $275 | $137+101.4% | $10,804-97.5% | $152+81.6% |