| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $108,445 |
JPMORGAN INVEST HOLDINGS LLC5 years Filed as: CHEVY CHASE TRUST COMPANY Service code 26 · EIN 52-2037618 | Advisory (Participants) | $87,840 |
FRONTIER ASSET MANAGEMENT6 years Service code 26 · EIN 83-0331917 | Advisory (Participants) | $50,892 |
BAIRD FUNDS5 years Filed as: ROBERT W BAIRD & CO Service code 26 · EIN 39-6037917 | Advisory (Participants) | $43,520 |
LMCG INVESTMENTS LLC5 years Service code 26 · EIN 27-0282607 | Advisory (Participants) | $30,147 |
Service code 26 · EIN 20-8196553 | Advisory (Participants) | $26,259 |
INVICTUS PRIVATE WEALTH LLC3 years Service code 26 · EIN 88-1075317 | Advisory (Participants) | $24,502 |
ASPIRIANT LLC5 years Service code 26 · EIN 26-1518255 | Advisory (Participants) | $23,811 |
TRUEPOINT INC5 years Service code 26 · EIN 31-1306367 | Advisory (Participants) | $23,513 |
CRANBROOK WEALTH MANAGEMENT10+ years Service code 26 · EIN 20-1198595 | Advisory (Participants) | $22,549 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $529,336 | $122,128+333.4% | $147,117+259.8% | $200,096+164.5% |
| Participation rate | 95.7% | 78.2%+17.5pp | 82.2%+13.5pp | 72.0%+23.7pp |
| Annual return | 18.11% | 30.58%-12.5pp | 420.54%-402.4pp | 34.26%-16.2pp |
| Employer contribution / active EE | $12,944 | $4,093+216.3% | $4,932+162.4% | $3,038+326.1% |
| Participant deferral / active EE | $16,946 | $8,484+99.8% | $8,065+110.1% | $5,090+232.9% |
| Admin fee / account holder | $197 | $180+10.0% | $12,993-98.5% | $269-26.7% |